0001341004-13-001304.txt : 20131216 0001341004-13-001304.hdr.sgml : 20131216 20131216152607 ACCESSION NUMBER: 0001341004-13-001304 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC HOTELS & RESORTS, INC CENTRAL INDEX KEY: 0001057436 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 331082757 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79938 FILM NUMBER: 131278869 BUSINESS ADDRESS: STREET 1: 200 WEST MADISON STREET STREET 2: SUITE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-3415 BUSINESS PHONE: 3126585000 MAIL ADDRESS: STREET 1: 200 WEST MADISON STREET STREET 2: SUITE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-3415 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC HOTEL CAPITAL INC DATE OF NAME CHANGE: 19980310 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Woodbridge CO LTD CENTRAL INDEX KEY: 0001397960 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 65 QUEEN STREET WEST STREET 2: SUITE 2400 CITY: TORONTO STATE: A6 ZIP: M5H2M8 BUSINESS PHONE: 416.364.8700 MAIL ADDRESS: STREET 1: 65 QUEEN STREET WEST STREET 2: SUITE 2400 CITY: TORONTO STATE: A6 ZIP: M5H2M8 SC 13D/A 1 sc13da2.htm SCHEDULE 13D, AMENDMENT NO. 2 sc13da2.htm
 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
 
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
 
STRATEGIC HOTELS & RESORTS, INC.
(Name of Issuer)
 
COMMON STOCK
(Title of Class of Securities)
 
86272T106
(CUSIP Number)
 
SARAH K. LERCHS
THE WOODBRIDGE COMPANY LIMITED
65 QUEEN STREET WEST, SUITE 2400
TORONTO, ONTARIO M5H 2M8
CANADA
(416) 364-8700
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
December 10, 2013
(Date of Event Which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




 
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1.
Names of Reporting Persons
 
THE WOODBRIDGE COMPANY LIMITED
   
2.
Check the Appropriate Box if a Member of a Group
 
(a)
£
 
(b)
£
   
3.
SEC Use Only
   
4.
Source of Funds
 
N/A
   
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
£
   
6.
Citizenship or Place of Organization
 
ONTARIO
   
Number of Shares Beneficially Owned by Each Reporting Person With
7.
Sole Voting Power
 
8,200,0001
   
8.
Shared Voting Power
 
0
   
9.
Sole Dispositive Power
 
8,200,0001
   
10.
Shared Dispositive Power
 
0
   
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
8,200,000
   
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares
£
   
13.
Percent of Class Represented by Amount in Row (11)
 
4.0%
   
14.
Type of Reporting Person
 
CO
 
___________________________
1
The securities are held of record by TWCL US, Inc., a wholly owned subsidiary of The Woodbridge Company Limited.

 
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Explanatory Note
 
The Schedule 13D filed on March 21, 2011 (the “Initial Schedule 13D”) on behalf of The Woodbridge Company Limited (“Woodbridge”), as amended and supplemented by Amendment No. 1 thereto (“Amendment No. 1”), is hereby further amended and supplemented as set forth below (“Amendment No. 2” and, together with the Initial Schedule 13D and Amendment No. 1, the “Schedule 13D”). Information reported in the Initial Schedule 13D, as amended by Amendment No. 1 (the “Amended Schedule 13D”), remains in effect except to the extent that it is amended, supplemented, restated or superseded by information contained in this Amendment No. 2.
 
The shares of common stock (the “Common Shares”) of Strategic Hotels & Resorts, Inc. (“Strategic Hotels”) that are the subject matter of this Schedule 13D are beneficially owned by Woodbridge. Woodbridge indirectly owns the Common Shares through its wholly-owned subsidiary, TWCL US, Inc., which is an investment holding company.
 
Woodbridge, a private company, is the primary investment vehicle for members of the family of the late Roy H. Thomson, the first Lord Thomson of Fleet. Prior to his death in 2006, Kenneth R. Thomson controlled Woodbridge by holding shares of a holding company of Woodbridge, Thomson Investments Limited. Under his estate arrangements, the 2003 TIL Settlement, a trust of which The Bank of Nova Scotia Trust Company (the “Trust Company”) is trustee and members of the family of the late first Lord Thomson of Fleet are beneficiaries, holds those holding company shares. Kenneth R. Thomson established these arrangements to provide for long-term stability of the business of Woodbridge. The equity of Woodbridge continues to be owned by members of successive generations of the family of the first Lord Thomson of Fleet. Under the Kenneth R. Thomson estate arrangements, the directors and officers of Woodbridge are responsible for its business and operations. In certain limited circumstances, including very substantial dispositions of assets by Woodbridge, the estate arrangements provide for approval of the Trust Company, as trustee, to be obtained. Given Woodbridge’s substantial other assets, no such approval would be required for a disposition of some or all of the Common Shares owned by Woodbridge and its subsidiary.
 
Item 5.
Interest in Securities of the Issuer
 
Item 5 of the Amended Schedule 13D is hereby amended and restated in its entirety as follows:
 
 
(a)-(b)
The ownership percentages set forth herein are based on the 205,582,838 Common Shares outstanding as of November 11, 2013, as indicated in Strategic Hotels’ Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2013 filed by Strategic Hotels on November 12, 2013.
 
 
Woodbridge is the beneficial owner of 8,200,000 Common Shares, representing approximately 4.0% of the outstanding Common Shares as of December 10, 2013. Woodbridge owns these Common Shares indirectly through its wholly-owned subsidiary, TWCL US, Inc. Woodbridge has voting and dispositive power over the Common Shares.
 
 
(c)
Except as reported on a Form 4 filed by Woodbridge on November 15, 2013, the Amended Schedule 13D filed by Woodbridge on November 20, 2013 and this Amendment No. 2, Woodbridge has not effected any transactions in the Common Shares during the past 60 days. As reported on the Form 4 filed by Woodbridge on November 15, 2013 and the Amended Schedule 13D filed by Woodbridge on November 20, 2013, on November 13, 2013, Woodbridge sold 8,000,000 Common Shares at $8.40 per share in an ordinary brokerage transaction. On December 10, 2013, Woodbridge sold 7,000,000 Common Shares at $8.65 per share in an ordinary brokerage transaction.
 
To the knowledge of Woodbridge, none of the executive officers or directors of Woodbridge has effected any transactions in the Common Shares during the past 60 days.

 
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(d)
Except as indicated in Item 2 of the Schedule 13D, no person is known to Woodbridge to have the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, any Common Shares beneficially owned by Woodbridge.
 
 
(e)
Woodbridge ceased to be a beneficial owner of more than 5% of the Common Shares on December 10, 2013.
 

 
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Signature
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:  December 16, 2013
 
 
THE WOODBRIDGE COMPANY LIMITED
     
     
 
By:  
/s/ Sarah K. Lerchs
   
Name:  
Sarah K. Lerchs
   
Title:
Vice President and General Counsel

 
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